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LI Ming

李明
CE ARH985Licensed IndividualSFO licence active
Official SFC record

LI Ming (CE number ARH985) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited

Licence Record (1)

2008-08-27 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARH985