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LEUNG Ambrose Yin Pok

CE ATO811Licensed IndividualSFO licence active
Official SFC record

LEUNG Ambrose Yin Pok (CE number ATO811) is an individual licensed by the Hong Kong SFC. First licensed on 2009-08-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (5)

2016-06-07 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2016-06-07 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2009-08-20 – 2016-02-26
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2009-08-20 – 2016-02-26
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2 RA 7
2009-08-20 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATO811