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PAIDIPATHI Apurva

CE AXH948Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PAIDIPATHI Apurva (CE number AXH948) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMerrill Lynch Far East Limited
RepresentativeMerrill Lynch (Asia Pacific) Limited

Licence Record (4)

2022-12-28 – present Current
Merrill Lynch Far East Limited RO
RA 1 RA 2
2018-09-10 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2018-09-10 – 2022-12-28
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2011-06-07 – 2018-08-27
Deutsche Securities Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXH948