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PAU Matthew Haw Ming

鮑浩銘
CE AMA888Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PAU Matthew Haw Ming (CE number AMA888) is an individual licensed by the Hong Kong SFC. First licensed on 2005-05-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMerrill Lynch (Asia Pacific) Limited
Responsible OfficerMerrill Lynch Far East Limited

Licence Record (6)

2022-01-25 – present Current
Merrill Lynch (Asia Pacific) Limited RO
RA 1
2022-01-25 – present Current
Merrill Lynch Far East Limited RO
RA 1 RA 2
2021-07-22 – 2022-01-25
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2021-07-02 – 2022-01-25
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2015-11-25 – 2019-10-15
J.P. Morgan Broking (Hong Kong) Limited RO
RA 1 RA 2 RA 4 RA 5
2005-05-26 – 2021-03-15
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMA888