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ZHAO Yanlin

趙彥琳
CE AVY037Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHAO Yanlin (CE number AVY037) is an individual licensed by the Hong Kong SFC. First licensed on 2010-10-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch (Asia Pacific) Limited

Licence Record (4)

2023-02-16 – present Current
Merrill Lynch (Asia Pacific) Limited RO
RA 4
2015-09-02 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 5
2011-10-19 – 2015-06-25
Macquarie Capital Limited Rep
RA 4
2010-10-04 – 2011-08-30
Nomura International (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVY037