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LUO Ping

羅萍
CE AYJ730Licensed IndividualSFO licence active
Official SFC record

LUO Ping (CE number AYJ730) is an individual licensed by the Hong Kong SFC. First licensed on 2011-11-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited

Licence Record (3)

2013-09-02 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2013-09-02 – 2024-03-04
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6
2011-11-08 – 2013-06-01
Moody's Investors Service Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYJ730