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JU Lixin

琚里昕
CE BFR736Licensed IndividualSFO licence active
Official SFC record

JU Lixin (CE number BFR736) is an individual licensed by the Hong Kong SFC. First licensed on 2015-06-24. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited

Licence Record (4)

2018-08-02 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 4
2016-09-28 – 2018-06-29
Citigroup Global Markets Asia Limited Rep
RA 4
2016-08-02 – 2016-08-11
China Merchants Securities (HK) Co., Limited Rep
RA 4
2015-06-24 – 2016-01-21
Barclays Capital Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFR736