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KO Ming Tung

高銘東
CE ARQ650Licensed IndividualSFO licence active
Official SFC record

KO Ming Tung (CE number ARQ650) is an individual licensed by the Hong Kong SFC. First licensed on 2008-10-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (6)

2022-06-07 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2022-06-07 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2015-07-02 – 2022-03-11
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5
2012-09-03 – 2015-06-06
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2012-09-03 – 2013-04-23
Nomura Securities (Hong Kong) Limited Rep
RA 1 RA 2
2008-10-20 – 2012-05-28
IMC Asia Pacific Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARQ650