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TSUI Ka Lun

徐家麟
CE AWP641Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSUI Ka Lun (CE number AWP641) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMerrill Lynch (Asia Pacific) Limited
Responsible OfficerMerrill Lynch Far East Limited

Licence Record (4)

2019-05-20 – present Current
Merrill Lynch (Asia Pacific) Limited RO
RA 1
2019-05-20 – present Current
Merrill Lynch Far East Limited RO
RA 1 RA 2
2011-01-10 – 2019-05-20
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 7
2011-01-10 – 2019-05-20
Merrill Lynch Far East Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWP641