HSBC Global Asset Management (Hong Kong) Limited
CE AAF684Licensed Corporation
HSBC Global Asset Management (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AAF684). First licensed on 2004-05-07. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2006-03-29 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2010-09-20 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-05-07 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2004-05-07 |
| RA 9 | Asset Management | 提供資產管理 | 2004-05-07 |
Responsible Officers (17)
Representatives (189)
| CE No. | Name | Chinese |
|---|
| ACR483 | FUNG Ka Wai, Elina | 馮家慧 |
| ACT588 | SO Chun Chung, Tony | 蘇振中 |
| AFW549 | SZE Woon Sang | 史煥生 |
| AGO031 | MUNG Wing Kee | 蒙榮基 |
| AJB224 | CHIU Ka Hing, Peter | 招家慶 |
| AJG154 | SO Shin Yuk | 蘇倩玉 |
| AJH022 | CHAN Debbie Ka Yee | 陳嘉怡 |
| ALF525 | LI Chi Yan, Cecil | 李志仁 |
| ALV116 | CHOONG Chee Ming | |
| ALW386 | LAU Ying Ying, Ruby | 劉瑩影 |
| AMC685 | LEUNG Pui Man | 梁佩雯 |
| AME143 | MOK Nga Bong, Bosco | 莫雅邦 |
| AMH681 | KO Wai Man | 高偉文 |
| AMJ331 | LEUNG Ming Hym, Wyndham | 梁鳴謙 |
| AMJ495 | MA Clifford Po Wah | 馬寶華 |
| AMP024 | TANG Christopher Ping Yin | 鄧秉賢 |
| ANY277 | LAU Tak Yee, Lucia | 劉德怡 |
| AOC759 | KWONG Siu Chung | 鄺紹聰 |
| AOJ316 | LEE Kwan Tung, Jeanette | 李君彤 |
| APL001 | NG Hung Leuk | 吳雄畧 |
| APR021 | TSANG Nap Yin | 曾納賢 |
| APU255 | CHEN Stanley | |
| APV582 | NG Chee Leung, Bernard | 吳子樑 |
| APW365 | TSE Ka Lee | 謝嘉莉 |
| AQF077 | LEAP Ming | |
| AQM760 | KWAN Man Chung | 關文聰 |
| AQR414 | SZE Lam Lam | 施琳琳 |
| AQU581 | CHEN Ying-jo | 陳瑩若 |
| ARH501 | WOO Yee Ting, Patricia | 胡苡婷 |
| ARI513 | MAK Ka Ying | 麥嘉盈 |
| ARP476 | LAI Chin Wai | 賴展懷 |
| ARX078 | CHAN Tsz Fung, Danny | 陳梓楓 |
| ATB907 | YEOH Seok Poh | |
| ATD295 | CHENG King Hong | 鄭競康 |
| ATE233 | JING Hua | 景華 |
| ATY188 | AU Wilson Wai Kwan | 歐維鈞 |
| AUA731 | WONG Hok Yuen | 黃學炫 |
| AUM594 | HO May Wai, Judy | 何美蕙 |
| AUX002 | TSO Ka Man | 曹嘉文 |
| AVA624 | LEUNG Yee Kan | 梁以芹 |
| AVG579 | TANG Yu Lam | 鄧榆霖 |
| AVH849 | CHOI Kar Lam | 蔡嘉霖 |
| AVV774 | CHEUNG Hing Ying, Jessica | 張卿瑩 |
| AWF498 | CHAN Ut Ieong | 陳悅楊 |
| AWQ104 | YIP Teen Hang | 葉天衡 |
| AWZ429 | YIP Kam Kay | 葉錦基 |
| AXJ724 | SOO Jamie Wan Jung | 蘇文駿 |
| AXN139 | CHOW Mitchelle Tze Wei | 周紫蕙 |
| AXR842 | CHENG Kwok Sum | 鄭國森 |
| AXR967 | LUNT Geoffrey Paul | |
| AXV289 | NG Chi Chung | 吳志聰 |
| AYZ033 | YE Rong | 葉戎 |
| BAC046 | MA Ka Man | 馬嘉汶 |
| BAF826 | LIN Kai Shing, Jeff | 連啟盛 |
| BAG226 | KOON Fong Ming | 官晃名 |
| BAH333 | HO Andy | 何肇聰 |
| BBN893 | CHEN Emily | |
| BBQ432 | CHAU Ka Ying | 巢家瑩 |
| BBT514 | HUI Shuk Hing | 許淑馨 |
| BBW419 | PANG Ka Kin | 彭家健 |
| BDL394 | HOR Hon Lam | 賀漢霖 |
| BDW697 | EL KETTANI EL HAMIDI Mounia | |
| BDZ175 | ZHANG Qing | 張清 |
| BEW759 | MOUADINE Fouad | 慕廷傅 |
| BEZ703 | OWEN Ruth | 翁煥 |
| BFA016 | WONG Wing Hoi Jane | 黃穎凱 |
| BFC348 | LIU Sisi | 劉思思 |
| BFM817 | FU Han | 付寒 |
| BFR076 | MAURER Caroline Yu | 沈昱 |
| BGB071 | CHUANG Miin I, Zoe | 莊閔伊 |
| BGJ341 | WU Mengqi | 吳梦琦 |
| BGN241 | LAM Tsz Chun | 林子駿 |
| BGV216 | CHAN Alan Ho Kei | 陳號麒 |
| BGY824 | YEUNG Ka Chun | 楊嘉浚 |
| BHA493 | CHEN Yi-Chun | 陳怡君 |
| BHD017 | JIN Jing | 金晶 |
| BHS412 | SUN Xin | 孫欣 |
| BHV688 | LAM Pui Yan | 林培人 |
| BID986 | HUNG Jacqueline Chi-ching | 孔芷晴 |
| BIJ241 | YEUM Jeehye | |
| BIM648 | VISEUX Martin, Patrick, Marie, Guillaume | |
| BJP426 | HO Lok Shan | 何樂山 |
| BJR579 | CHAN Pak Lok Caesar | 陳柏駱 |
| BJU929 | TANG Wing Chi | 鄧穎姿 |
| BJV369 | ULLATIL Parvathy Pratap Kumar | |
| BKP017 | LAM Sze Wing, Apple Ayumi | 林思穎 |
| BKV078 | LUAN Tian | 栾天 |
| BLH896 | LI Aiwei | 李艾蔚 |
| BLN468 | LAU Sabrina Yin Kwan | 劉彦君 |
| BLU769 | LAU Kai Yu Puri | 劉佳儒 |
| BMM219 | Au Tsz Ki | 區子祈 |
| BMM247 | CHUNG Barry Joseph | 鍾伯麟 |
| BMO276 | LUK Ching Laam | 陸靜嵐 |
| BMV306 | CHEN Wei-Yuan | 陳威元 |
| BNB394 | PLEBANI Gian Arard | |
| BNG401 | GOH Zhuang Yi | |
| BNH516 | WONG Yi Ling, Elaine | 王懿菱 |
| BNJ486 | ZHOU Kai Feng | 周凱風 |
| BNS772 | LIN Xinyue | 林心悦 |
| BNU019 | FERRET Thibaut | |