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CHOI Kar Lam

蔡嘉霖
CE AVH849Licensed IndividualSFO licence active
Official SFC record

CHOI Kar Lam (CE number AVH849) is an individual licensed by the Hong Kong SFC. First licensed on 2010-06-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited

Licence Record (4)

2015-01-20 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 5 RA 9
2013-04-02 – 2014-12-12
Fitch (Hong Kong) Limited Rep
RA 10
2010-08-05 – 2012-11-02
UBS Securities Asia Limited Rep
RA 4
2010-06-09 – 2010-08-02
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVH849