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JING Hua

景華
CE ATE233Licensed IndividualSFO licence active
Official SFC record

JING Hua (CE number ATE233) is an individual licensed by the Hong Kong SFC. First licensed on 2009-06-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited
RepresentativeHSBC Investment Funds (Hong Kong) Limited

Licence Record (5)

2021-07-02 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 5 RA 9
2021-07-02 – present Current
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1
2018-09-19 – 2021-01-20
Allianz Global Investors Asia Pacific Limited Rep
RA 1 RA 2 RA 4 RA 5 RA 9
2016-06-28 – 2018-09-07
BNY Mellon Investment Management Hong Kong Limited Rep
RA 1 RA 4 RA 9
2009-06-22 – 2016-06-10
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 1 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATE233