BNY Mellon Investment Management Hong Kong Limited is a Hong Kong SFC licensed corporation (CE number AQI762). First licensed on 2008-06-06. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2008-06-06 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2013-01-31 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2008-06-06 |
| RA 9 | Asset Management | 提供資產管理 | 2008-06-06 |
| CE No. | Name | Chinese |
|---|---|---|
| ANJ016 | CHIU Sung Biu Bill Lawrence | 趙崇鏢 |
| AUQ952 | YU Kai | 于凱 |
| AZB289 | SHAMSUDDIN Doni | |
| BGV499 | DAVIES Chad Matthew Francis | |
| BRY398 | LUK Tak Ching | 陸德貞 |
| CE No. | Name | Chinese |
|---|---|---|
| AMR265 | KO Wai Ling | 高韋玲 |
| ANJ016 | CHIU Sung Biu Bill Lawrence | 趙崇鏢 |
| ANW471 | KIM Eung Who | 金應厚 |
| AUS271 | TANG Wai Chi Ricky | 鄧偉志 |
| AVW223 | CHAN Choon Wei, Clarence | |
| AZX999 | AO IEONG Ka Ian | 歐陽嘉恩 |
| BCI303 | CHAN Mo Yan | 陳慕恩 |
| BEB222 | MARTIN Charles Ashley | |
| BGV499 | DAVIES Chad Matthew Francis | |
| BHF439 | ZHAO Xiaowei | 趙晓薇 |
| BLB650 | ZHONG Ying | 鍾瑩 |
| BMN484 | JONES Barnaby Leonard | |
| BMQ375 | KO Bo Ting | 高寶婷 |
| BNU128 | LAI Weng Si Vivian | 黎穎思 |
| BOT729 | SHEN Hua-Kun | 沈樺昆 |
| BPT986 | CHEN Zixuan | 陳梓玄 |
| BSQ966 | TAN Celine | 陳詩琳 |
| BSU818 | LAU Lai Kwan Angel | 劉麗君 |
| BUQ975 | TSE Ming Yin | 謝明妍 |
| BVE252 | LI Xuan | |
| BWU934 | SEE Chun Hei | 施俊希 |
| BXK980 | WONG Sin Tung |