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SHAMSUDDIN Doni

CE AZB289Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHAMSUDDIN Doni (CE number AZB289) is an individual licensed by the Hong Kong SFC. First licensed on 2015-04-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBNY Mellon Investment Management Hong Kong Limited
紐約梅隆投資管理香港有限公司

Licence Record (1)

2015-04-30 – present Current
BNY Mellon Investment Management Hong Kong Limited RO
RA 1 RA 2 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZB289