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KIM Eung Who

金應厚
CE ANW471Licensed IndividualSFO licence active
Official SFC record

KIM Eung Who (CE number ANW471) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNY Mellon Investment Management Hong Kong Limited
紐約梅隆投資管理香港有限公司

Licence Record (2)

2013-10-29 – present Current
BNY Mellon Investment Management Hong Kong Limited Rep
RA 1 RA 4 RA 9
2006-08-31 – 2008-11-25
SG Securities (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANW471