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CHUANG Miin I, Zoe

莊閔伊
CE BGB071Licensed IndividualSFO licence active
Official SFC record

CHUANG Miin I, Zoe (CE number BGB071) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited

Licence Record (5)

2021-08-16 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2018-10-16 – 2021-05-10
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2
2018-10-08 – 2021-05-10
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4
2015-08-24 – 2018-09-12
BOCI Securities Limited Rep
RA 1 RA 4
2015-08-24 – 2017-09-01
BOCI Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGB071