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LIU Sisi

劉思思
CE BFC348Licensed IndividualSFO licence active
Official SFC record

LIU Sisi (CE number BFC348) is an individual licensed by the Hong Kong SFC. First licensed on 2015-03-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited

Licence Record (3)

2021-08-25 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2018-04-17 – 2021-07-30
Harvest Global Investments Limited Rep
RA 4 RA 9
2015-03-10 – 2018-03-09
CLSA Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFC348