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SO Chun Chung, Tony

蘇振中
CE ACT588Licensed IndividualSFO licence active
Official SFC record

SO Chun Chung, Tony (CE number ACT588) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited
RepresentativeHSBC Investment Funds (Hong Kong) Limited

Licence Record (2)

2003-04-01 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – present Current
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACT588