Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TSANG Nap Yin

曾納賢
CE APR021Licensed IndividualSFO licence active
Official SFC record

TSANG Nap Yin (CE number APR021) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited
RepresentativeHSBC Investment Funds (Hong Kong) Limited

Licence Record (5)

2016-04-26 – present Current
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2010-07-26 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 5 RA 9
2010-07-07 – 2011-08-31
SINOPIA Asset Management (Asia Pacific) Limited Rep
RA 1 RA 4 RA 5 RA 9
2007-09-27 – 2010-06-26
FIL Investment Management (Hong Kong) Limited Rep
RA 1 RA 9
2007-09-27 – 2010-06-26
FIL Investment Advisors Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APR021