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CHAN Pak Lok Caesar

陳柏駱
CE BJR579Licensed IndividualSFO licence active
Official SFC record

CHAN Pak Lok Caesar (CE number BJR579) is an individual licensed by the Hong Kong SFC. First licensed on 2017-06-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited

Licence Record (4)

2023-09-28 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 5 RA 9
2019-04-18 – 2021-08-07
Grande Capital Limited Rep
RA 6
2017-06-08 – 2019-01-21
Altus Investments Limited Rep
RA 1
2017-06-08 – 2019-01-21
Altus Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJR579