HUNG Yee Ting, Jasmine

洪綺婷

CE AKV312Licensed IndividualResponsible OfficerSFO licence active

HUNG Yee Ting, Jasmine (CE number AKV312) is an individual licensed by the Hong Kong SFC. First licensed on 2004-06-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	HSBC Global Asset Management (Hong Kong) Limited
Responsible Officer	HSBC Investment Funds (Hong Kong) Limited

Licence Record (11)

2021-08-31 – present Current

HSBC Global Asset Management (Hong Kong) Limited RO

RA 1 RA 4 RA 9

2021-08-31 – present Current

HSBC Investment Funds (Hong Kong) Limited RO

RA 1 RA 4 RA 9

2024-07-23 – 2024-12-31

HSBC Global Asset Management Holdings (Bahamas) Limited RO

RA 9

2017-06-02 – 2023-04-12

HSBC Global Asset Management (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2017-06-02 – 2023-04-12

HSBC Investment Funds (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2016-04-19 – 2017-04-21

Value Partners Hong Kong Limited Rep

RA 1 RA 4 RA 9

2016-04-19 – 2017-04-21

Value Partners Limited Rep

RA 1 RA 4 RA 9

2012-07-03 – 2016-03-23

Threadneedle Portfolio Services Hong Kong Limited Rep

RA 1

2010-06-29 – 2012-06-16

JPMorgan Funds (Asia) Limited Rep

RA 1

2008-08-13 – 2010-06-11

SINOPIA Asset Management (Asia Pacific) Limited Rep

RA 1 RA 4 RA 5 RA 9

2004-06-21 – 2005-08-04

BlackRock (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKV312