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KO Wai Man

高偉文
CE AMH681Licensed IndividualSFO licence active
Official SFC record

KO Wai Man (CE number AMH681) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited

Licence Record (2)

2005-07-29 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2005-07-29 – 2011-12-31
Halbis Capital Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMH681