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SO Shin Yuk

蘇倩玉
CE AJG154Licensed IndividualSFO licence active
Official SFC record

SO Shin Yuk (CE number AJG154) is an individual licensed by the Hong Kong SFC. First licensed on 2004-01-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited
RepresentativeHSBC Investment Funds (Hong Kong) Limited

Licence Record (5)

2019-01-17 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2019-01-17 – present Current
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2016-05-20 – 2018-12-31
FIL Investment Management (Hong Kong) Limited Rep
RA 1 RA 4
2009-09-23 – 2010-01-09
CES Commodities (HK) Limited Rep
RA 2
2004-01-08 – 2010-01-09
Everbright Securities Investment Services (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJG154