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AU Wilson Wai Kwan

歐維鈞
CE ATY188Licensed IndividualSFO licence active
Official SFC record

AU Wilson Wai Kwan (CE number ATY188) is an individual licensed by the Hong Kong SFC. First licensed on 2009-11-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited
RepresentativeHSBC Investment Funds (Hong Kong) Limited

Licence Record (4)

2019-03-11 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2019-03-11 – present Current
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2017-09-13 – 2018-04-09
FIL Investment Management (Hong Kong) Limited Rep
RA 1
2009-11-17 – 2013-07-17
State Street Global Advisors Asia Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATY188