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HSBC Global Asset Management (Hong Kong) Limited

CE AAF684持牌法團 (LC)
發牌日期 (SFO)
2004-05-07
紀錄冊資料日期
2026-07-22
本站更新時間
2026-07-22 19:05 UTC

HSBC Global Asset Management (Hong Kong) Limited(CE 編號 AAF684)是香港證監會持牌法團。首次發牌日期為 2004-05-07。其證監會牌照目前有效。獲准進行 5 項受規管活動:第 1 類 (證券交易)、第 2 類 (期貨交易)、第 4 類 (就證券提供意見)、第 5 類 (就期貨提供意見)、第 9 類 (資產管理)。

受規管活動 Regulated Activities

類別English中文生效日期
RA 1Dealing in Securities證券交易2006-03-29
RA 2Dealing in Futures Contracts期貨合約交易2010-09-20
RA 4Advising on Securities就證券提供意見2004-05-07
RA 5Advising on Futures Contracts就期貨合約提供意見2004-05-07
RA 9Asset Management提供資產管理2004-05-07

負責人員 Responsible Officers (17)

CE編號姓名中文
ACR483FUNG Ka Wai, Elina馮家慧
AES372HO Wai Fun何慧芬
AFB431MOREAU Nicolas Jean Marie Denis
AFN641LI Sai Yiu, Charles李世耀
AGD018ALLEN Elizabeth Anne林安妮
AJD741RHODES Paul Simon
AKV312HUNG Yee Ting, Jasmine洪綺婷
AQC326RODRIGUES Gordon Pierre
ATI145MONTANARI Marco
BAH333HO Andy何肇聰
BFR076MAURER Caroline Yu沈昱
BIW328CHONG Yeh Ling
BNK889BENJAMIN William Anthony
BSS033ONAT Emin Yigit
BUI019CROSS Michael
BUO661KEARNS John Nicholas
BUP711KANEKO Masayuki

持牌代表 Representatives (189)

CE編號姓名中文
ACR483FUNG Ka Wai, Elina馮家慧
ACT588SO Chun Chung, Tony蘇振中
AFW549SZE Woon Sang史煥生
AGO031MUNG Wing Kee蒙榮基
AJB224CHIU Ka Hing, Peter招家慶
AJG154SO Shin Yuk蘇倩玉
AJH022CHAN Debbie Ka Yee陳嘉怡
ALF525LI Chi Yan, Cecil李志仁
ALV116CHOONG Chee Ming
ALW386LAU Ying Ying, Ruby劉瑩影
AMC685LEUNG Pui Man梁佩雯
AME143MOK Nga Bong, Bosco莫雅邦
AMH681KO Wai Man高偉文
AMJ331LEUNG Ming Hym, Wyndham梁鳴謙
AMJ495MA Clifford Po Wah馬寶華
AMP024TANG Christopher Ping Yin鄧秉賢
ANY277LAU Tak Yee, Lucia劉德怡
AOC759KWONG Siu Chung鄺紹聰
AOJ316LEE Kwan Tung, Jeanette李君彤
APL001NG Hung Leuk吳雄畧
APR021TSANG Nap Yin曾納賢
APU255CHEN Stanley
APV582NG Chee Leung, Bernard吳子樑
APW365TSE Ka Lee謝嘉莉
AQF077LEAP Ming
AQM760KWAN Man Chung關文聰
AQR414SZE Lam Lam施琳琳
AQU581CHEN Ying-jo陳瑩若
ARH501WOO Yee Ting, Patricia胡苡婷
ARI513MAK Ka Ying麥嘉盈
ARP476LAI Chin Wai賴展懷
ARX078CHAN Tsz Fung, Danny陳梓楓
ATB907YEOH Seok Poh
ATD295CHENG King Hong鄭競康
ATE233JING Hua景華
ATY188AU Wilson Wai Kwan歐維鈞
AUA731WONG Hok Yuen黃學炫
AUM594HO May Wai, Judy何美蕙
AUX002TSO Ka Man曹嘉文
AVA624LEUNG Yee Kan梁以芹
AVG579TANG Yu Lam鄧榆霖
AVH849CHOI Kar Lam蔡嘉霖
AVV774CHEUNG Hing Ying, Jessica張卿瑩
AWF498CHAN Ut Ieong陳悅楊
AWQ104YIP Teen Hang葉天衡
AWZ429YIP Kam Kay葉錦基
AXJ724SOO Jamie Wan Jung蘇文駿
AXN139CHOW Mitchelle Tze Wei周紫蕙
AXR842CHENG Kwok Sum鄭國森
AXR967LUNT Geoffrey Paul
AXV289NG Chi Chung吳志聰
AYZ033YE Rong葉戎
BAC046MA Ka Man馬嘉汶
BAF826LIN Kai Shing, Jeff連啟盛
BAG226KOON Fong Ming官晃名
BAH333HO Andy何肇聰
BBN893CHEN Emily
BBQ432CHAU Ka Ying巢家瑩
BBT514HUI Shuk Hing許淑馨
BBW419PANG Ka Kin彭家健
BDL394HOR Hon Lam賀漢霖
BDW697EL KETTANI EL HAMIDI Mounia
BDZ175ZHANG Qing張清
BEW759MOUADINE Fouad慕廷傅
BEZ703OWEN Ruth翁煥
BFA016WONG Wing Hoi Jane黃穎凱
BFC348LIU Sisi劉思思
BFM817FU Han付寒
BFR076MAURER Caroline Yu沈昱
BGB071CHUANG Miin I, Zoe莊閔伊
BGJ341WU Mengqi吳梦琦
BGN241LAM Tsz Chun林子駿
BGV216CHAN Alan Ho Kei陳號麒
BGY824YEUNG Ka Chun楊嘉浚
BHA493CHEN Yi-Chun陳怡君
BHD017JIN Jing金晶
BHS412SUN Xin孫欣
BHV688LAM Pui Yan林培人
BID986HUNG Jacqueline Chi-ching孔芷晴
BIJ241YEUM Jeehye
BIM648VISEUX Martin, Patrick, Marie, Guillaume
BJP426HO Lok Shan何樂山
BJR579CHAN Pak Lok Caesar陳柏駱
BJU929TANG Wing Chi鄧穎姿
BJV369ULLATIL Parvathy Pratap Kumar
BKP017LAM Sze Wing, Apple Ayumi林思穎
BKV078LUAN Tian栾天
BLH896LI Aiwei李艾蔚
BLN468LAU Sabrina Yin Kwan劉彦君
BLU769LAU Kai Yu Puri劉佳儒
BMM219Au Tsz Ki區子祈
BMM247CHUNG Barry Joseph鍾伯麟
BMO276LUK Ching Laam陸靜嵐
BMV306CHEN Wei-Yuan陳威元
BNB394PLEBANI Gian Arard
BNG401GOH Zhuang Yi
BNH516WONG Yi Ling, Elaine王懿菱
BNJ486ZHOU Kai Feng周凱風
BNS772LIN Xinyue林心悦
BNU019FERRET Thibaut