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HUI Shuk Hing

許淑馨
CE BBT514Licensed IndividualSFO licence active
Official SFC record

HUI Shuk Hing (CE number BBT514) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited

Licence Record (2)

2023-09-28 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2013-08-26 – 2013-10-11
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBT514