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HO May Wai, Judy

何美蕙
CE AUM594Licensed IndividualSFO licence active
Official SFC record

HO May Wai, Judy (CE number AUM594) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited
RepresentativeHSBC Investment Funds (Hong Kong) Limited

Licence Record (5)

2015-11-11 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2015-11-11 – present Current
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1
2015-11-11 – 2024-12-31
HSBC Global Asset Management Holdings (Bahamas) Limited Rep
RA 4 RA 9
2013-10-07 – 2015-06-06
BNY Mellon Investment Management Hong Kong Limited Rep
RA 1 RA 4 RA 9
2010-01-12 – 2013-09-26
Legg Mason Asset Management Hong Kong Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUM594