CMBC Securities Company Limited is a Hong Kong SFC licensed corporation (CE number APU820). First licensed on 2008-01-24. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2008-01-24 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2011-10-26 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ACJ725 | HUI Chi Keung | 許志強 |
| ADA457 | LO Chun Keung, Bassanio | 盧振強 |
| AEC908 | CHEUNG Wai Ching, Anthony | 張偉清 |
| AFJ617 | KWOK Kei Chi | 郭基智 |
| AJJ462 | XIANG Xinrong | 向新榮 |
| AMU874 | ZHANG Jinhui | 張金暉 |
| ANN274 | YEUNG Tak Lam | 楊德霖 |
| AXY858 | HUANG Chanjuan | 黄嬋娟 |
| BGK468 | LUO Hao | 羅浩 |
| BIY663 | SHEK Yeung, Eric | 石陽 |
| BJX389 | ZHOU Deyang | 周德洋 |
| BMX292 | LI Ming | 李明 |
| BNB838 | XUE Zhong | 薛重 |
| BPX616 | ZHOU Juan | 周娟 |
| BPY788 | LIU Yanming | 劉彦明 |
| BRS896 | ZHENG Huide | 鄭慧德 |
| BUA776 | YING Xiwen | 应习文 |
| CE No. | Name | Chinese |
|---|---|---|
| AAK357 | LEE Chun | 李駿 |
| AEP502 | YEUNG Chun Ki | 楊駿基 |
| AMA951 | YAU Ka Chi | 邱家智 |
| AND639 | MAK Ho Lim | 麥灝廉 |
| AOA598 | CHAU Tsz Leung | 周子良 |
| ATJ432 | ZHUANG Song | 庄頌 |
| AXG550 | CHING Wing Sze | 程詠詩 |
| AXN295 | IP Henry Hing Luen | 葉慶聯 |
| BAJ284 | LI Cheuk Yin, Clive | 李卓賢 |
| BBD155 | CHAN Kwun Hang | 陳冠恆 |
| BCO982 | ZHAO Jun | 趙軍 |
| BDY680 | CHOU Ching Yi | 周靜怡 |
| BHJ814 | WONG Ho Wai | 黃浩瑋 |
| BJS898 | GONG Lulu | 龔露璐 |
| BLK723 | LUI Ho Ting | 呂浩霆 |
| BME724 | LIU Rongxia | 劉荣夏 |
| BNC057 | JIA Kaiyuan | 賈鎧源 |
| BNG165 | CHEN Yiru | 陳奕茹 |
| BNJ538 | HAN Fang | 韓放 |
| BNP581 | LAU Tsz Ching | 劉梓晴 |
| BNU513 | HU Hongzhang | 胡閎彰 |
| BOS311 | XIAO Chimin | 肖馳民 |
| BOS728 | ZHAO Zefen | 趙則芬 |
| BOT894 | CHEUNG Ching Man | 張靜敏 |
| BPG280 | GONG Yanmei | 宮艷梅 |
| BQC141 | HU Xinlin | 胡昕臨 |
| BQG823 | ZHANG Junwei | 張俊衛 |
| BQM328 | CHEN Shen | 陳深 |
| BQO264 | ZHU HONGHAI | 朱洪海 |
| BQW875 | CHEUNG Curtis Lok Lun | 張樂麟 |
| BRS896 | ZHENG Huide | 鄭慧德 |
| BRV950 | LI Kai Yi | 李佳宜 |
| BTF146 | LIU Mingrui | 劉明銳 |
| BTI098 | LI Xin | 李鑫 |
| BTO648 | GU Xiang | 顧湘 |
| BTX726 | YANG Xinwei | 杨鑫蔚 |
| BTX835 | WANG Jingwen | 王靜文 |
| BTX839 | SHI Yuanxue | 施元雪 |
| BTX840 | CHENG Binqi | 程斌琪 |
| BUA723 | WU Yujian | 吳玉健 |
| BUB082 | WEN Bin | 温彬 |
| BUD142 | ZHANG Liyun | 张丽云 |
| BUH346 | HE Chuan | 贺川 |
| BUR309 | WANG Hanshen | 王澤豪 |
| BUT766 | BU Yuxin | 卜鈺馨 |
| BUV495 | LIU Zhongyuan | 劉鍾元 |
| BVN440 | WANG Chao | 王超 |
| BVO030 | SUN Guangchen | 孙广辰 |
| BVT897 | HAN Sida | 韩思达 |
| BWA685 | MAO Zhiwu | 毛志武 |
| BWK524 | YU miao | 于淼 |
| BXH833 | DING Zhiliang | 丁志良 |
| BXP579 | DENG Xuan | 鄧絢 |
| BXU162 | CUI Chon Weng | 崔俊穎 |
| BYD766 | CHEN HONGYU | 陳泓宇 |
| BYF195 | ZHANG Yao | 張瑤 |