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HUANG Chanjuan

黄嬋娟
CE AXY858Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUANG Chanjuan (CE number AXY858) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCMBC International Futures Company Limited
民銀國際期貨有限公司
Responsible OfficerCMBC Securities Company Limited
民銀證券有限公司

Licence Record (8)

2021-09-24 – present Current
CMBC Securities Company Limited RO
RA 1 RA 4
2017-09-06 – present Current
CMBC International Futures Company Limited RO
RA 2
2023-02-20 – 2024-09-26
CMBC Asset Management Company Limited Rep
RA 9
2017-09-05 – 2023-02-20
CMBC Securities Company Limited Rep
RA 1 RA 4
2017-09-05 – 2017-09-06
CMBC International Futures Company Limited Rep
RA 2
2016-11-01 – 2017-07-25
BOCI Securities Limited Rep
RA 1 RA 2
2012-04-02 – 2016-09-02
CITIC Securities Futures (HK) Limited Rep
RA 2
2011-08-26 – 2016-09-02
CITIC Securities Brokerage (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXY858