CMBC Asset Management Company Limited is a Hong Kong SFC licensed corporation (CE number BGH575). First licensed on 2015-12-11. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2018-09-04 |
| RA 9 | Asset Management | 提供資產管理 | 2015-12-11 |
| CE No. | Name | Chinese |
|---|---|---|
| AEC908 | CHEUNG Wai Ching, Anthony | 張偉清 |
| AFJ617 | KWOK Kei Chi | 郭基智 |
| AJJ462 | XIANG Xinrong | 向新榮 |
| BJX389 | ZHOU Deyang | 周德洋 |
| BMX292 | LI Ming | 李明 |
| BPX616 | ZHOU Juan | 周娟 |
| BRS896 | ZHENG Huide | 鄭慧德 |
| CE No. | Name | Chinese |
|---|---|---|
| AOA598 | CHAU Tsz Leung | 周子良 |
| BPG280 | GONG Yanmei | 宮艷梅 |
| BPX616 | ZHOU Juan | 周娟 |
| BRF546 | TANG ZIJIE | 湯梓杰 |
| BXH833 | DING Zhiliang | 丁志良 |