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ZHOU Deyang

周德洋
CE BJX389Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHOU Deyang (CE number BJX389) is an individual licensed by the Hong Kong SFC. First licensed on 2020-10-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCMBC Asset Management Company Limited
民銀資產管理有限公司
Responsible OfficerCMBC Securities Company Limited
民銀證券有限公司

Licence Record (4)

2023-07-11 – present Current
CMBC Securities Company Limited RO
RA 1 RA 4
2020-12-08 – present Current
CMBC Asset Management Company Limited RO
RA 4 RA 9
2020-12-08 – 2020-12-08
CMBC Asset Management Company Limited Rep
RA 4 RA 9
2020-10-05 – 2023-07-11
CMBC Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJX389