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ZHOU Juan

周娟
CE BPX616Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHOU Juan (CE number BPX616) is an individual licensed by the Hong Kong SFC. First licensed on 2020-08-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCMBC Asset Management Company Limited
民銀資產管理有限公司
Responsible OfficerCMBC Securities Company Limited
民銀證券有限公司
RepresentativeCMBC Asset Management Company Limited
民銀資產管理有限公司

Licence Record (4)

2023-07-05 – present Current
CMBC Asset Management Company Limited RO
RA 4
2022-09-30 – present Current
CMBC Securities Company Limited RO
RA 1 RA 4
2020-08-11 – present Current
CMBC Asset Management Company Limited Rep
RA 9
2020-08-11 – 2022-09-30
CMBC Securities Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPX616