XIANG Xinrong

向新榮

CE AJJ462Licensed IndividualResponsible OfficerSFO licence active

XIANG Xinrong (CE number AJJ462) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	CMBC Asset Management Company Limited 民銀資產管理有限公司
Responsible Officer	CMBC Securities Company Limited 民銀證券有限公司

Licence Record (11)

2019-07-11 – present Current

CMBC Securities Company Limited RO

RA 1 RA 4

2019-07-11 – present Current

CMBC Asset Management Company Limited RO

RA 4 RA 9

2019-03-18 – 2019-07-11

CMBC Securities Company Limited Rep

RA 1

2019-03-18 – 2019-07-11

CMBC Asset Management Company Limited Rep

RA 4 RA 9

2013-04-24 – 2019-03-04

China Securities (International) Brokerage Company Limited RO

RA 1 RA 4

2013-02-22 – 2019-03-04

China Securities (International) Asset Management Company Limited RO

RA 4 RA 9

2010-06-29 – 2012-12-31

Guosen Securities (HK) Asset Management Company Limited RO

RA 1 RA 4 RA 9

2010-02-26 – 2012-12-31

Guosen Securities (HK) Brokerage Company, Limited RO

RA 1 RA 4

2007-09-04 – 2009-12-12

CMB International Capital Holdings Corporation Limited RO

RA 1

2006-08-08 – 2007-09-04

CMB International Capital Holdings Corporation Limited Rep

RA 1

2005-01-18 – 2006-02-18

Haitong International Asset Management Limited Rep

RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJJ462