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Guosen Securities (HK) Asset Management Company Limited

國信證券(香港)資產管理有限公司
CE AUX572Licensed Corporation
Date of licence (SFO)
2010-06-29
Register as of
2026-07-22
Last indexed
2026-07-22 15:05 UTC
Official SFC record

Guosen Securities (HK) Asset Management Company Limited is a Hong Kong SFC licensed corporation (CE number AUX572). First licensed on 2010-06-29. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2011-10-28
RA 4Advising on Securities就證券提供意見2010-06-29
RA 9Asset Management提供資產管理2010-06-29

Responsible Officers (5)

CE No.NameChinese
AYS881XIAO Yinan肖一楠
AZH502LAM Kai Tin林佳典
BDF565YU Jingjing余晶晶
BHU978LU Jiping盧紀平
BJA013BAI Peishan白培善

Representatives (9)

CE No.NameChinese
BEE257QIU Xiaolin邱曉琳
BJE019ZHOU Huanjie周煥杰
BOH230YANG Yiwen楊禕雯
BRF943SONG Ying宋颖
BRJ548LIANG Xun梁珣
BTK100HUO Youyi霍尤一
BVB830MI Yanlin米彥霖
BXW116LI Qinyi李沁颐
BYA410DENG Mingming邓明明

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AUX572