Guosen Securities (HK) Brokerage Company, Limited is a Hong Kong SFC licensed corporation (CE number AUI491). First licensed on 2010-02-26. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2010-02-26 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2011-03-14 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2010-02-26 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2011-03-14 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AMH697 | CHEUNG Hung Cho | 張鴻礎 |
| AUM819 | CHOI Shing Yan | 蔡承恩 |
| BBW538 | CHAN Hung Nam | 陳鴻楠 |
| BEJ794 | CHEN Xun | 陳迅 |
| BEL099 | YANG Bo | 楊波 |
| BJE192 | ZHAN Botao | |
| BLC345 | OUYANG Chang | 歐陽昌 |
| BNY700 | YAN Tao | 嚴濤 |
| BQT346 | LI Yu | 李愈 |
| CE No. | Name | Chinese |
|---|---|---|
| AYU562 | FU Pui Ling | 傅佩玲 |
| BBW538 | CHAN Hung Nam | 陳鴻楠 |
| BCH669 | HAN Weidong | 韓衛東 |
| BCU758 | CHONG Ka Hei | 莊嘉熙 |
| BDY743 | LEE Sze Wan | 李詩韻 |
| BEE290 | XUN Yugen | 荀玉根 |
| BEK861 | HUANG Xin | 黃鑫 |
| BEM544 | TANG Liang | 唐亮 |
| BFC540 | XU Jin | 徐進 |
| BIS265 | LIU Yuxin | 劉宇欣 |
| BJH264 | MA Yanting | 馬燕婷 |
| BJM363 | CHAN Chi Hang | 陳摯恆 |
| BLA385 | XIA Xiaodong | 夏曉東 |
| BLL842 | YE Qianyu | 叶茜妤 |
| BMT605 | SHEN Peiyao | 沈佩瑤 |
| BNY700 | YAN Tao | 嚴濤 |
| BOF287 | ZHONG Xiao | 鍾瀟 |
| BOG034 | MO Xianjue | 莫先觉 |
| BOG853 | CHEN Zhe | 陈哲 |
| BOP538 | DING Shijie | 丁詩潔 |
| BOR198 | SHANG Chong | 尚崇 |
| BOW958 | HAO Wenjing | 郝文菁 |
| BPB885 | CHEN Junliang | 陳俊良 |
| BPC378 | WANG Jian | 王劍 |
| BPX023 | ZHANG Lunke | 張倫可 |
| BQC317 | WONG Siu Ming | 黃小明 |
| BRI133 | YANG Yumei | 楊玉美 |
| BRZ801 | ZHANG Xiangwei | 張向偉 |
| BSH225 | WANG Xueheng | 王學恆 |
| BSH329 | DAI Danmiao | 戴丹苗 |
| BSI797 | CHEN Yiling | 陈益凌 |
| BSJ168 | REN He | 任鹤 |
| BSQ618 | CHAN Chi Kit | 陳志杰 |
| BTN309 | WANG Guojian | 王国键 |
| BTW578 | LI Cheng | 李成 |
| BUH477 | ZENG Weijie | 曾偉杰 |
| BUQ639 | KONG Xiang | 孔祥 |
| BVA405 | XIAO Hong | 蕭虹 |
| BVK282 | LAU CHUNG SANG | |
| BVL751 | ZHANG Junhao | 張峻豪 |
| BVN994 | LIN Huiteng | 林輝騰 |
| BVO423 | QIAN Xiangping | 錢湘平 |
| BVU737 | KANG Lu | 康璐 |
| BWH466 | ZHANG Zhao | 張朝 |
| BWL343 | YANG Yier | 楊伊儿 |
| BWS906 | HU Yilin | 胡藝琳 |
| BWT388 | ZHANG Xi | 張熙 |
| BWU741 | LI Ruohan | 李若晗 |
| BWY973 | CHEN Shuyuan | 陳淑媛 |
| BXB351 | LIU Jiaqi | 劉佳琪 |
| BXF969 | LIU Mengluan | 刘孟峦 |
| BXG182 | XIAO Jingshu | 肖婧舒 |
| BXN116 | KONG Huawei | 孔华巍 |
| BXO353 | KONG Piao | 孔飘 |
| BXO358 | TANG Yingtao | 唐英韬 |
| BXQ844 | SHEN Rui | 沈睿 |
| BXX134 | WANG Ding | 王鼎 |
| BXX138 | YE Zi | 叶子 |
| BYC932 | LIU Jianhui | 刘健辉 |