Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEE Sze Wan

李詩韻
CE BDY743Licensed IndividualSFO licence active
Official SFC record

LEE Sze Wan (CE number BDY743) is an individual licensed by the Hong Kong SFC. First licensed on 2014-08-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuosen Securities (HK) Brokerage Company, Limited
國信證券(香港)經紀有限公司

Licence Record (7)

2025-11-10 – present Current
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 1 RA 2 RA 4 RA 5
2021-12-17 – 2024-03-27
Huaan Securities (Hong Kong) Brokerage Limited Rep
RA 1 RA 4
2021-12-17 – 2024-03-27
Huaan Securities (Hong Kong) Futures Limited Rep
RA 2 RA 5
2019-08-26 – 2021-09-12
Guoyuan Futures (Hong Kong) Limited Rep
RA 2
2019-07-22 – 2021-09-12
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1
2017-10-11 – 2019-07-07
Fosun International Securities Limited Rep
RA 1
2014-08-22 – 2017-09-15
China Merchants Securities (HK) Co., Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDY743