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MAK Ho Lim

麥灝廉
CE AND639Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MAK Ho Lim (CE number AND639) is an individual licensed by the Hong Kong SFC. First licensed on 2006-03-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCMBC International Capital Limited
民銀資本有限公司
RepresentativeCMBC Securities Company Limited
民銀證券有限公司

Licence Record (7)

2022-01-21 – present Current
CMBC International Capital Limited RO
RA 1 RA 6
2021-09-10 – present Current
CMBC Securities Company Limited Rep
RA 1
2021-09-10 – 2022-01-21
CMBC International Capital Limited Rep
RA 6
2016-06-27 – 2021-08-20
Haitong International Securities Company Limited Rep
RA 1
2013-07-11 – 2016-05-27
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2008-04-22 – 2021-08-20
Haitong International Capital Limited Rep
RA 6
2006-03-06 – 2007-09-21
Rakuten Securities Hong Kong Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AND639