LEE Chun

李駿

CE AAK357Licensed IndividualSFO licence active

LEE Chun (CE number AAK357) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	CMBC International Futures Company Limited 民銀國際期貨有限公司
Representative	CMBC Securities Company Limited 民銀證券有限公司

Licence Record (10)

2024-08-26 – present Current

CMBC Securities Company Limited Rep

RA 1 RA 4

2024-08-26 – present Current

CMBC International Futures Company Limited Rep

RA 2

2019-10-29 – 2024-07-26

Guotai Junan Securities (Hong Kong) Limited Rep

RA 1 RA 4

2019-10-29 – 2024-07-26

Guotai Junan Futures (Hong Kong) Limited Rep

RA 2 RA 5

2019-10-29 – 2024-07-26

Guotai Junan FX Limited Rep

RA 3

2014-01-30 – 2019-10-11

Haitong International Securities Company Limited Rep

RA 1 RA 3

2014-01-30 – 2019-10-11

Haitong International Futures Limited Rep

RA 2

2003-04-01 – 2013-12-23

HSBC Broking Securities (Asia) Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2013-12-23

HSBC Broking Futures (Asia) Limited Rep

RA 2 RA 5 RA 9

2003-04-01 – 2013-12-23

HSBC Broking Forex (Asia) Limited Rep

RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAK357