Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LUI Ho Ting

呂浩霆
CE BLK723Licensed IndividualSFO licence active
Official SFC record

LUI Ho Ting (CE number BLK723) is an individual licensed by the Hong Kong SFC. First licensed on 2017-11-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCMBC International Futures Company Limited
民銀國際期貨有限公司
RepresentativeCMBC Securities Company Limited
民銀證券有限公司

Licence Record (5)

2021-01-19 – present Current
CMBC Securities Company Limited Rep
RA 1 RA 4
2021-01-19 – present Current
CMBC International Futures Company Limited Rep
RA 2
2018-10-02 – 2019-04-01
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2
2018-05-21 – 2018-09-14
CITIC Securities Futures (HK) Limited Rep
RA 2
2017-11-02 – 2018-09-14
CITIC Securities Brokerage (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLK723