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YING Xiwen

应习文
CE BUA776Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YING Xiwen (CE number BUA776) is an individual licensed by the Hong Kong SFC. First licensed on 2023-08-15. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCMBC Securities Company Limited
民銀證券有限公司

Licence Record (2)

2026-01-26 – present Current
CMBC Securities Company Limited RO
RA 4
2023-08-15 – 2026-01-26
CMBC Securities Company Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUA776