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ZHAO Zefen

趙則芬
CE BOS728Licensed IndividualSFO licence active
Official SFC record

ZHAO Zefen (CE number BOS728) is an individual licensed by the Hong Kong SFC. First licensed on 2019-09-18. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCMBC Securities Company Limited
民銀證券有限公司

Licence Record (3)

2026-03-05 – present Current
CMBC Securities Company Limited Rep
RA 4
2020-12-31 – 2022-06-02
CMS Asset Management (HK) Co., Limited Rep
RA 4 RA 9
2019-09-18 – 2020-11-30
Yue Xiu Securities Company Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOS728