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YEUNG Tak Lam

楊德霖
CE ANN274Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YEUNG Tak Lam (CE number ANN274) is an individual licensed by the Hong Kong SFC. First licensed on 2006-06-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCMBC International Futures Company Limited
民銀國際期貨有限公司
Responsible OfficerCMBC Securities Company Limited
民銀證券有限公司

Licence Record (21)

2026-03-04 – present Current
CMBC Securities Company Limited RO
RA 1
2026-03-04 – present Current
CMBC International Futures Company Limited RO
RA 2
2025-01-13 – 2026-03-04
CMBC Securities Company Limited Rep
RA 1
2025-01-13 – 2026-03-04
CMBC International Futures Company Limited Rep
RA 2
2024-10-09 – 2024-12-07
SinoPac Securities (Asia) Limited Rep
RA 1 RA 2
2023-11-09 – 2024-07-19
Celestial Commodities Limited RO
RA 2
2023-02-09 – 2024-07-19
Celestial Securities Limited RO
RA 1
2021-01-18 – 2023-11-09
Celestial Commodities Limited Rep
RA 2
2020-06-01 – 2020-12-30
Towering Securities Limited RO
RA 1
2020-03-20 – 2020-06-01
Towering Securities Limited Rep
RA 1
2019-03-05 – 2020-03-06
Zheshang International Financial Holdings Co., Limited RO
RA 1 RA 4
2018-02-07 – 2019-04-04
Zheshang International Financial Holdings Co., Limited Rep
RA 2
2017-12-04 – 2018-01-26
Cinda International Securities Limited Rep
RA 1
2017-12-04 – 2018-01-26
Cinda International Futures Limited Rep
RA 2
2007-12-05 – 2017-08-16
BOCOM International Securities Limited Rep
RA 1 RA 2
2007-12-05 – 2008-03-03
BOCOM International Holdings Company Limited Rep
RA 1 RA 2
2007-11-09 – 2007-11-14
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2007-11-09 – 2007-11-14
CITIC Securities Futures (HK) Limited Rep
RA 2
2007-07-24 – 2007-11-01
Phillip Commodities (HK) Limited Rep
RA 2
2007-06-22 – 2007-11-01
Phillip Securities (Hong Kong) Limited Rep
RA 1
2006-06-19 – 2023-02-09
Celestial Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANN274