BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED is a Hong Kong SFC licensed corporation (CE number BNS488). First licensed on 2019-01-01. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2019-01-01 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2019-01-01 |
| RA 3 | Leveraged Foreign Exchange Trading | 槓桿式外匯交易 | 2026-06-02 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2019-01-01 |
| RA 9 | Asset Management | 提供資產管理 | 2019-01-01 |
| CE No. | Name | Chinese |
|---|---|---|
| AAB920 | SO Hon Ming, Francis | 蘇漢明 |
| ADR661 | LEE Pui Ki, Peggy | 李珮琪 |
| AGI886 | KO Wai Shing | 高偉成 |
| AGN445 | HO Chan Hong | 何贊康 |
| AJE849 | TSE Kevin Ka Bun | 謝嘉斌 |
| ASE038 | YAO Xiaoting | 姚晓婷 |
| ATJ231 | CHOA Tak Fung, David | 蔡德鋒 |
| AVU839 | WESTON Simon Michael | |
| AYM953 | CHEN Zhikai | 陳志凱 |
| BAJ028 | TSCHIDERER Guenter | |
| BNQ515 | LAO Chan Wa | 留振華 |
| BOW856 | VO Mai Khanh | |
| BOW913 | ALRIFAI Zaid | |
| BSI854 | MCKENZIE Julian John Joseph | |
| BTN315 | NIKOU Mikael R | |
| BTQ498 | LOYER Yannig |
| CE No. | Name | Chinese |
|---|---|---|
| ADA498 | LO Po Ping | 盧寶萍 |
| ADN840 | LO Nim Chi | 羅念慈 |
| AFU618 | HO Chor Wan, Laetitia | 何礎韻 |
| AFY162 | HO Kelly Ngar Ying | 何雅盈 |
| AFZ880 | WONG Lok Sang | 黃樂生 |
| AGN445 | HO Chan Hong | 何贊康 |
| AHX334 | CHAN Ka Yun, Jenny | 陳嘉茵 |
| AJE855 | TSE Sum Sum | 謝琛琛 |
| AMF529 | LUI Man Ying | 呂文瑛 |
| ANH317 | YIU Keung, Ken | 姚強 |
| AOJ299 | CHOW Hing Man | 鄒慶文 |
| AOS602 | LEE Strong | 李思朗 |
| AQP585 | WONG Pui Yew, Florence | 黃珮瑤 |
| AQS326 | YAU On Na | 丘安娜 |
| ASE038 | YAO Xiaoting | 姚晓婷 |
| ATJ231 | CHOA Tak Fung, David | 蔡德鋒 |
| AUI664 | OUYANG Jinwen | 歐陽晉文 |
| AUZ366 | HO Yin Lam | 何彥霖 |
| AVH199 | CHUNG Eva Ting Yan | 鍾婷欣 |
| AVT452 | LEE Soo Yeon | |
| AWP036 | SHUI Wai Miu | 水慧妙 |
| AWT602 | HO Chun Keung | 何振強 |
| AWW707 | YANG Bo | 楊博 |
| AXT527 | CHEUNG Yeung | 張洋 |
| AYM953 | CHEN Zhikai | 陳志凱 |
| BAL777 | LEE Chun Man | 李俊文 |
| BBJ366 | LEUNG Man Ting, Mandy | 梁敏婷 |
| BDO588 | OU Yaqian | 歐雅倩 |
| BEV753 | BIGOS Ecaterina | |
| BEX234 | CHEUNG Wan Shan | 張韻珊 |
| BEZ513 | SONG Zhe | 宋喆 |
| BFC771 | KWONG Tak Kim Eddy | 鄺德儉 |
| BHX819 | LIU Yatian | 劉亞天 |
| BIX231 | CHEUNG Colette | 張采禔 |
| BKQ455 | ZHAO Can | 趙燦 |
| BMH151 | WAY Ling Chui | 惠玲翠 |
| BNO093 | LAU Hiu Ying, Virginia | 劉曉螢 |
| BNP169 | FUNG Bo Yi | 馮寶兒 |
| BNP199 | DUNYACH Quentin Jean-jacques | |
| BOP483 | SUN Xin | 孫欣 |
| BPW487 | KEE Kin Hang | 紀鍵亨 |
| BQT629 | CHEVALIER Alexis Eric | |
| BRA414 | CAHN Thomas Christopher | |
| BRE680 | PARK Eojin | |
| BRH690 | KHAN Shoaib | 寒砂煕 |
| BRK791 | LI Janet | 李淳懿 |
| BRP098 | LIU Jiali | 劉佳莉 |
| BRR437 | VOGL Thomas Alois | |
| BTK175 | WONG Desmond Cheuk Man | 黃卓敏 |
| BTK600 | GENG Yichen | 耿藝宸 |
| BTU963 | LEUNG Wing Yan Natalie | 梁穎欣 |
| BVB355 | LEE Shuk Ling | 李淑玲 |
| BWV837 | BARCHICHE Anais Pamela Louisa | |
| BXE698 | ZHOU Changyuan | 周長源 |
| BXY397 | MICHALSKI Alexandre,Vincent,Yang |