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WESTON Simon Michael

CE AVU839Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WESTON Simon Michael (CE number AVU839) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAXA Investment Managers Asia Limited
安盛投資管理亞洲有限公司
Responsible OfficerBNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司

Licence Record (5)

2026-03-24 – present Current
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED RO
RA 1 RA 4
2019-05-29 – present Current
AXA Investment Managers Asia Limited RO
RA 1 RA 2 RA 4 RA 9
2015-09-30 – 2025-11-21
AXA Investment Managers Asia Limited Rep
RA 1 RA 4 RA 9
2015-09-30 – 2017-10-31
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) Rep
RA 1 RA 4 RA 9
2010-09-03 – 2015-03-31
CITIC CLSA Capital Partners HK Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVU839