CITIC CLSA Capital Partners HK Limited is a Hong Kong SFC licensed corporation (CE number AEI057). First licensed on 2004-09-22. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2025-05-19 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-09-22 |
| RA 9 | Asset Management | 提供資產管理 | 2004-09-22 |
| CE No. | Name | Chinese |
|---|---|---|
| BOO676 | HU Baifeng | 胡柏風 |
| BOO677 | FENG Shu | 冯书 |
| BOT047 | JIA Wei | 賈暐 |
| BRC008 | WANG Rui | 王銳 |
| BSJ308 | SHEN Chen | 沈忱 |
| CE No. | Name | Chinese |
|---|---|---|
| AEI659 | PARK Gregory | |
| AGL373 | PARK Carol Lee | |
| BGQ072 | ZHAO Ziqi | 趙子祺 |
| BIZ596 | ZHANG Hongyi | 張弘毅 |
| BLJ520 | MIN Peter Jae Sun | |
| BLK037 | KUWAKI Shota | |
| BLK150 | KIYOZUKA Megumi | |
| BNO686 | CHEN Zhexu | 陳哲旭 |
| BOT047 | JIA Wei | 賈暐 |
| BPB710 | HAI Feng | 海峰 |
| BPS102 | ZHANG Ziyao | 張子嶢 |
| BQR551 | WANG Jichao | 王紀朝 |
| BRC008 | WANG Rui | 王銳 |
| BRE524 | FANG Yibin | 方奕斌 |
| BSB922 | HUNG Ying Yeung | 熊英揚 |
| BSF595 | NG Ka Lun | 吳家麟 |
| BSG996 | ZENG Huidi | 曾慧頔 |
| BSI937 | LI Tingting | 李婷婷 |
| BSJ308 | SHEN Chen | 沈忱 |
| BSJ309 | LIN Junqin | 林俊钦 |
| BSJ670 | TAN Yukai | 譚宇凱 |
| BSY394 | HONG In Eui | |
| BSY488 | CHEN Linglin | 陈灵霖 |
| BSZ689 | ZHU Ruize | 朱睿泽 |
| BTK352 | CHEUNG Yiu Lun | 張耀麟 |
| BTK467 | LIN Jing | 林晶 |
| BUO090 | SIN Soyoung | 申昭煐 |
| BXH091 | CHEN Zhenyin | 陈朕寅 |
| BXJ797 | WANG Mengfei | 王梦飛 |