Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI Tingting

李婷婷
CE BSI937Licensed IndividualSFO licence active
Official SFC record

LI Tingting (CE number BSI937) is an individual licensed by the Hong Kong SFC. First licensed on 2022-05-10. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司

Licence Record (1)

2022-05-10 – present Current
CITIC CLSA Capital Partners HK Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSI937