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HU Baifeng

胡柏風
CE BOO676Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HU Baifeng (CE number BOO676) is an individual licensed by the Hong Kong SFC. First licensed on 2019-08-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司
Responsible OfficerCLSA Limited
中信里昂證券有限公司

Licence Record (4)

2020-01-08 – present Current
CLSA Limited RO
RA 1
2019-10-21 – present Current
CITIC CLSA Capital Partners HK Limited RO
RA 1 RA 4 RA 9
2019-08-07 – 2020-01-08
CLSA Limited Rep
RA 1
2019-08-07 – 2019-10-21
CITIC CLSA Capital Partners HK Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOO676