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TAN Yukai

譚宇凱
CE BSJ670Licensed IndividualSFO licence active
Official SFC record

TAN Yukai (CE number BSJ670) is an individual licensed by the Hong Kong SFC. First licensed on 2022-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCITIC CLSA Capital Partners HK Limited
中信證券國際資本(香港)有限公司

Licence Record (3)

2025-04-28 – present Current
CITIC CLSA Capital Partners HK Limited Rep
RA 1 RA 4 RA 9
2025-04-28 – 2025-11-27
CLSA Limited Rep
RA 1
2022-05-18 – 2024-12-18
China Renaissance Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSJ670