AXA Investment Managers Asia Limited
安盛投資管理亞洲有限公司
CE AAP809Licensed Corporation
AXA Investment Managers Asia Limited is a Hong Kong SFC licensed corporation (CE number AAP809). First licensed on 2005-05-12. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-07-21 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2018-02-09 |
| RA 3 | Leveraged Foreign Exchange Trading | 槓桿式外匯交易 | 2020-01-09 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-05-12 |
| RA 9 | Asset Management | 提供資產管理 | 2005-05-12 |