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TSE Kevin Ka Bun

謝嘉斌
CE AJE849Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSE Kevin Ka Bun (CE number AJE849) is an individual licensed by the Hong Kong SFC. First licensed on 2003-10-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAXA Investment Managers Asia Limited
安盛投資管理亞洲有限公司
Responsible OfficerBNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司

Licence Record (7)

2026-03-26 – present Current
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED RO
RA 1 RA 2 RA 3 RA 9
2022-06-27 – present Current
AXA Investment Managers Asia Limited RO
RA 1 RA 2 RA 3 RA 9
2022-02-21 – 2022-06-27
AXA Investment Managers Asia Limited Rep
RA 1 RA 2 RA 3 RA 9
2013-01-29 – 2022-02-04
Ortus Capital Management Limited RO
RA 9
2006-05-10 – 2013-01-29
Ortus Capital Management Limited Rep
RA 9
2005-09-21 – 2005-12-14
Haitong International Securities Company Limited Rep
RA 3
2003-10-14 – 2005-09-21
Cinda International Investment Management Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJE849